S-1 filings
BioStem Technologies S-1 Filing: What an 11 MB Docket Tells Us
BioStem Technologies filed an S-1 with the SEC on Oct. 2, 2026. Here is what the filing does and doesn't reveal, and what to watch as Reg A filers file the same week.
No.06
In this issue
Uplisting
Duke Robotics Meets Uplisting Requirements With a $9.2M Raise
Duke Robotics moved from the OTCQB to the Nasdaq Capital Market in May 2026 with a $9.2 million unit deal. How the deal shows uplisting requirements at work.
Uplisting
First Northern Community Bancorp Moves From OTC to Nasdaq
First Northern Community Bancorp said April 21, 2026 it would move from the OTCQX to the Nasdaq Capital Market as FNRN. Why banks make the OTC to Nasdaq move.