<?xml version="1.0" encoding="UTF-8"?><rss version="2.0"><channel><title>Upla Observer</title><description>Uplistings, direct listings and Reg A-to-exchange paths</description><link>https://uplaobserver.com/</link><language>en-us</language><item><title>BioStem Technologies S-1 Filing: What an 11 MB Docket Tells Us</title><link>https://uplaobserver.com/biostem-technologies-s-1-filing-what-to-watch/</link><guid isPermaLink="true">https://uplaobserver.com/biostem-technologies-s-1-filing-what-to-watch/</guid><description>BioStem Technologies filed an S-1 with the SEC on Oct. 2, 2026. Here is what the filing does and doesn&apos;t reveal, and what to watch as Reg A filers file the same week.</description><pubDate>Fri, 02 Oct 2026 23:02:01 GMT</pubDate><category>S-1 filings</category><category>Going public</category><category>Reg A</category><category>SEC EDGAR</category></item><item><title>West Coast Community Bancorp Shifts From OTC to Nasdaq as WCCB</title><link>https://uplaobserver.com/west-coast-community-bancorp-otc-to-nasdaq/</link><guid isPermaLink="true">https://uplaobserver.com/west-coast-community-bancorp-otc-to-nasdaq/</guid><description>West Coast Community Bancorp said Sept. 15, 2026 its shares would move from the OTCQX to Nasdaq on Sept. 16 as WCCB. What the OTC to Nasdaq move means.</description><pubDate>Tue, 15 Sep 2026 14:00:00 GMT</pubDate><category>Uplisting</category><category>Community Banks</category><category>Nasdaq</category></item><item><title>Spectral Capital Ties Its Offering to Nasdaq Uplisting Requirements</title><link>https://uplaobserver.com/spectral-capital-uplisting-requirements-offering/</link><guid isPermaLink="true">https://uplaobserver.com/spectral-capital-uplisting-requirements-offering/</guid><description>Spectral Capital said Aug. 25, 2026 it would not proceed with a $15 million offering unless approved for Nasdaq. How uplisting requirements shape the deal.</description><pubDate>Tue, 25 Aug 2026 14:00:00 GMT</pubDate><category>Uplisting</category><category>OTC Markets</category><category>Nasdaq</category></item><item><title>TerrAscend Seeks Share Consolidation to Meet Uplisting Requirements</title><link>https://uplaobserver.com/terrascend-uplisting-requirements-share-consolidation/</link><guid isPermaLink="true">https://uplaobserver.com/terrascend-uplisting-requirements-share-consolidation/</guid><description>TerrAscend said June 29, 2026 it would ask holders to approve a share consolidation to meet U.S. exchange price uplisting requirements after rescheduling.</description><pubDate>Mon, 29 Jun 2026 14:00:00 GMT</pubDate><category>Uplisting</category><category>Cannabis</category><category>Reverse Split</category></item><item><title>Duke Robotics Meets Uplisting Requirements With a $9.2M Raise</title><link>https://uplaobserver.com/duke-robotics-uplisting-requirements-nasdaq/</link><guid isPermaLink="true">https://uplaobserver.com/duke-robotics-uplisting-requirements-nasdaq/</guid><description>Duke Robotics moved from the OTCQB to the Nasdaq Capital Market in May 2026 with a $9.2 million unit deal. How the deal shows uplisting requirements at work.</description><pubDate>Mon, 18 May 2026 14:00:00 GMT</pubDate><category>Uplisting</category><category>Nasdaq</category><category>Drones</category></item><item><title>First Northern Community Bancorp Moves From OTC to Nasdaq</title><link>https://uplaobserver.com/first-northern-otc-to-nasdaq-move/</link><guid isPermaLink="true">https://uplaobserver.com/first-northern-otc-to-nasdaq-move/</guid><description>First Northern Community Bancorp said April 21, 2026 it would move from the OTCQX to the Nasdaq Capital Market as FNRN. Why banks make the OTC to Nasdaq move.</description><pubDate>Wed, 22 Apr 2026 14:00:00 GMT</pubDate><category>Uplisting</category><category>Community Banks</category><category>Nasdaq</category></item></channel></rss>